Swing Pricing: What You Need to Know

Swing Pricing: What You Need to Know
On Sept. 22, 2015, swing pricing gained attention in U.S. markets when the Securities and Exchange Commission (SEC) proposed to permit its use as an anti-dilution mechanism for mutual funds.

Money Market Reform – the Future of the Prime Money Market Fund

Money Market Reform – the Future of the Prime Money Market Fund
After 6 years of discussion and deliberations the Securities and Exchange Commission issued final regulations in July 2014 consisting of 869 pages of rules and requirements aimed at reducing risk and protecting investors in money market funds, which become effective in October 2016.

NICSA Industry News Digest | February 2015

NICSA Industry News Digest | February 2015
Here’s our recap of the stories that mattered to operations professionals in the investment industry last month.

NICSA Industry News Digest | January 2015

NICSA Industry News Digest | January 2015

Here’s our recap of the stories that mattered to operations professionals in the investment industry last month.

Best of NICSA 2014

Best of NICSA 2014

As we wrap up another year of new regulations, updated policies and new content within the global investment management community, we wanted to give our member a recap of the best news, strategies and lists to come out of the NICSA News Blog in 2014.

NICSA Industry News Digest | December 2014

NICSA Industry News Digest | December 2014

Here’s our recap of the stories that mattered to operations professionals in the investment industry last month.

The 800-pound gorilla | Floating NAV creates operational challenges for MMFs

The 800-pound gorilla | Floating NAV creates operational challenges for MMFs

A recent NICSA webinar, speakers from EY, BNY Mellon, Boston Financial Data Services, Deutsche Asset & Wealth Management, and EY Global Services summarized the changes they foresee for MMFs.

The crazy mixed up world of unclaimed property

The crazy mixed up world of unclaimed property
Representatives from Georgeson, Prudential and UPRR explained at the NICSA General Membership Meeting, held in Boston on September 11-12, paying attention to just the SEC standard will get an asset manager in trouble with 4 out of 5 states when it comes to unclaimed property.

NICSA Industry News Digest | November 2014

NICSA Industry News Digest | November 2014

Here’s our recap of the stories that mattered to operations professionals in the investment industry last month.

2014 #NICSAGMM | Day 1

2014 #NICSAGMM | Day 1
Welcome to the 2014 NICSA General Membership Meeting! This year's meeting welcomed an array of different attendees, from service providers to fund firms, to downtown Boston for this two-day educational and networking event.

NICSA: 8400 Westpark Drive, 2nd Floor McLean, VA 22102 • Tel: 508.485.1500 • Fax: 508.485.1560