Money Market Reform – the Future of the Prime Money Market Fund

Money Market Reform – the Future of the Prime Money Market Fund
After 6 years of discussion and deliberations the Securities and Exchange Commission issued final regulations in July 2014 consisting of 869 pages of rules and requirements aimed at reducing risk and protecting investors in money market funds, which become effective in October 2016.

Hot or Not? | 8 issues that keep compliance pros up at night

Hot or Not? | 8 issues that keep compliance pros up at night

At NICSA’s General Membership Meeting, held in Boston on September 11-12, representatives from Janus Capital Group, State Street and the Enforcement Division of the Securities and Exchange Commission compared notes about what’s hot -- and what’s not -- on their agendas. Here are the 8 issues that they collectively agreed were top priorities:

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