Mottos & Wedding Vows: The Search For Trust

Mottos & Wedding Vows: The Search For Trust
Author: NICSA Invesco’s Jack Tierney weighs in on why the clarity of fixed income investing may offer solace in the wake of the DOL fiduciary rule. Great opportunities abound for productive, forward-looking conversations about financial goals and objectives, and the “known knowns” of fixed income – such as bond type, investment stream characteristics, and how long holdings may remain in a portfolio – may help further the advancement of the advisor-investor relationship.

DOL: Soft Launch Kicks In

DOL: Soft Launch Kicks In
Author: Jim Fitzpatrick, President, NICSA Today, the DOL fiduciary rule officially goes into effect – partially!. This ends weeks of speculation as to whether the Department of Labor would again delay its implementation.

Disrupted or Just Diverted?

Disrupted or Just Diverted?
By Jim Fitzpatrick President, NICSA On a recent business trip, as my flight was being diverted, I began to think that it felt much the same as our current journey as financial professionals. I’ve been in the business a long time, and I’ve been on many a “diverted” journey along the way, but non so dramatic as the shift in direction we all may be about to take in 2017.

Change is Happening. Now.

Change is Happening. Now.
The DOL fiduciary ruling is fundamentally altering the financial industry. Are you prepared? There’s an urgent need for business strategy development in this ever-fluid environment. Be sure to have your game plan in place before the final ruling takes effect.

NICSA’s GMM is Coming to Boston

NICSA’s GMM is Coming to Boston
Beyond the Basics Learn how industry leaders are putting plans into practice at the 2016 GMM  We know your time is valuable. That’s why NICSA has set out to make the most of this year’s General Membership Meeting (GMM), taking place September 19-20, with content that is meant to inform and inspire, and that includes actionable items for you to take back to your home teams.

11 hot topics in regulation for 2012

11 hot topics in regulation for 2012
The rapid pace of regulatory change in the U.S. investment industry shows no sign of letting up in 2012. In the NICSA webinar, “A Review of the Regulatory Landscape,” held on January 25, 2012, we took a quick look at the hottest topics for the coming year.

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