Change is Happening. Now.

Change is Happening. Now.
The DOL fiduciary ruling is fundamentally altering the financial industry. Are you prepared? There’s an urgent need for business strategy development in this ever-fluid environment. Be sure to have your game plan in place before the final ruling takes effect.

Staying connected with fund shareholders | 5 must-haves for staying in touch

Staying connected with fund shareholders | 5 must-haves for staying in touch

Read as representatives from Georgeson, Prudential and UPRR explained, speaking on a panel at NICSA’s General Membership Meeting, that a successful program for keeping shareholder property from becoming lost must have these 5 components.

ALFI Roadshow | The AIFMD: 1 year on

ALFI Roadshow | The AIFMD: 1 year on

The most recent ALFI Roadshow, held in New York City on June 5, 2015, focused on the imminent AIFMD deadline and address key considerations for US fund managers.

“The prize is there, and it’s worth pursuing” | 4 tips for successful global fund distribution

“The prize is there, and it’s worth pursuing” | 4 tips for successful global fund distribution
As the United States becomes a smaller and smaller part of the world economy, you may be thinking about going global. Chances are, you’re toying with the idea of boosting your growth rate by a foray into the emerging economies in Asia and Latin America.

The 4 stages of the investment management industry

The 4 stages of the investment management industry

The investment management industry is constantly evolving to adapt to the changing needs of investors, new regulation and technological innovation.

At the recent “NICSA in the Middle” Conference, focusing on middle office issues, Dick Taggart, Senior Vice President, Investment Management, at State Street reviewed the evolution of the structure of the industry. Here's what he had to say...

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