NICSA Spotlight | Transfer Agent Committee

NICSA Spotlight | Transfer Agent Committee

The NICSA Committee Spotlight for this quarter focuses on a committee that has a LOT going on in 2013! NICSA Committee SpotlightWe recently spoke with NICSA Transfer Agent Committee Co-Chairs Jeff Moeller, Ultimus Fund Solutions and Michael McVoy, U.S. Bancorp Fund Services to get the full story!

NICSA News Monthly | Summer 2013

NICSA News Monthly | Summer 2013
The Summer ’13 was jam-packed full of great educational content. For those of you who missed it, here is a recap of the stories that mattered to operations professionals in the investment industry over the last few months.

NICSA News Monthly | August 2013

NICSA News Monthly | August 2013
Here’s our recap of the stories that mattered to operations professionals in the investment industry last month. From NICSA A 2013 update on global fund growth. The largest markets came out ahead during 2010-2012.

NICSA spotlight | Volunteer of the quarter: Rhonda Dixon-Gunner

NICSA spotlight | Volunteer of the quarter: Rhonda Dixon-Gunner

The heart of NICSA lies within its volunteers--those who are dedicated to giving back to the financial services industry through education, networking and the sharing of best practices. Every quarter, we spotlight one particular volunteer who has stood out as a leader within the NICSA community.

In this NICSA News feature, you will learn a little more about Rhonda Dixon-Gunner, head of US Client Services for Invesco, and how her passion for her family, her job, and NICSA shines through.

NICSA News Monthly | July 2013

NICSA News Monthly | July 2013

Here’s our recap of the stories that mattered to operations professionals in the investment industry last month.

NICSA News Monthly | June 2013

NICSA News Monthly | June 2013
Here’s our recap of the stories that mattered to operations professionals in the investment industry last month. From NICSA What’s new in the NICSA Transfer Agent Compliance Guide.

Committee spotlight | NICSA Midwest Regional Committee

Committee spotlight | NICSA Midwest Regional Committee

NICSA has over 250 active committee volunteers who are dedicated to providing new opportunities for members while delivering industry best practices to our constituents.

The committee spotlight for this quarter features the Midwest Regional Committee, currently led by co-chairs Nicole Best, Heartland Advisors, and Rajan Chari, Deloitte. Learn more about the Midwest Regional Committee's mission, as well as their upcoming networking opportunities in this NICSA News feature.

What’s new in the NICSA Transfer Agent Compliance Guide | Regulation S-ID, hyperlinks and more!

What’s new in the NICSA Transfer Agent Compliance Guide | Regulation S-ID, hyperlinks and more!
NICSA is pleased to announce the following enhancements to the Transfer Agent Compliance Guide, which are available immediately to subscribers to the online Guide. Learn more about the latest updates...

NICSA News Monthly | May 2013

NICSA News Monthly | May 2013

The month of April brought us spring showers, tax day and bad allergies, but most importantly great content.

News around the industry was buzzing around retirement, AIFMD, social media, and other hot topics that we captured in the May 2013 issue of NICSA News Monthly.

Super Storm Sandy: Challenges and lessons learned

Super Storm Sandy: Challenges and lessons learned
Hurricane Sandy wreaked havoc across the Eastern US and caused the New York Stock Exchange to close for two days—a weather-related closing unprecedented since 1888. The week of October 29, 2012 also marked the beginning of a renewed focus on ensuring the financial services industry is operationally ready for future events of this magnitude and beyond.

NICSA: 8400 Westpark Drive, 2nd Floor McLean, VA 22102 • Tel: 508.485.1500 • Fax: 508.485.1560