New Challenges on the TA Compliance Landscape

New Challenges on the TA Compliance Landscape

On the heels of the release of the 2019 NICSA Transfer Agent Compliance Guide, experts from Reed Smith, FIS, and Northern Trust gathered for a special #WebinarWednesday event to provide insight on today’s most pressing compliance issues.  The guide, produced by NICSA, Reed Smith, and Donnelley Financial Solutions (DFIN), is a comprehensive, educational resource of current compliance updates and standards…

The Next-Gen Workforce in the Asset Management Industry

The Next-Gen Workforce in the Asset Management Industry

The group of individuals we typically classify as the “next generation” is changing. For a long time, the phrase was relatively specific to Generation Y (Millennials), born between 1977 and 1995. But today, Generation Z (Centennials) — or those born after 1995 — are entering the workforce, joining Millennials, Generation X, and Baby Boomers. “Discussions…

ETF Product Design and Distribution Trends

ETF Product Design and Distribution Trends

It’s no secret that exchange-traded funds (ETFs) are becoming a significant part of the investor toolkit — and with increased adoption comes innovation. For today’s asset managers, it’s more important than ever to stay up-to-date on the latest trends shaping the ETF landscape. To that end, NICSA members received an in-depth look at ETF product…

Navigating Turbulent Changes to the Sanctions Landscape

Navigating Turbulent Changes to the Sanctions Landscape

“We’re living in a boom time for sanctions,” Stephen Brosnihan, Regional Director, Sales Support Operations for North America at SIX, told NICSA members during a recent #WebinarWednesday session. The event, in which panelists explored how to reduce operational risk in the face of evolving economic sanctions, also featured experts from Bureau van Dijk and Charles Schwab….

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