Quick Take | 4 Keys to Effective Oversight Programs

StopwatchAt the NICSA Strategic Leadership Forum in February, in a breakout session on “End to End Oversight: From Board to Back Office,” representatives from Harding Loevner, Carne Global Financial Services and session sponsor Northern Trust talked about how collaboration is key to oversight programs that span multiple products and jurisdictions. Here’s the quick take from that session:

Panelists identified 4 keys to effective oversight programs:

  • Foster a culture of compliance through communication and cooperation among the board, the advisor, and the service providers to the funds
  • Leverage global capabilities, seek local expertise
  • Risk management will continue to evolve
  • The best interest of the investor is always first and foremost


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