Hot or Not? | 8 issues that keep compliance pros up at night

Word Cloud ComplianceThere’s so much going on the regulatory front, but not every new rule or sweep exam is a hot button issue for compliance professionals.

  1. Cyber risks
  2. Social media
  3. Regulatory enforcement
  4. Money market reform
  5. Russian sanctions
  6. Dodd-Frank
  7. Compliance culture
  8. Board communication

Of course, these aren’t the only issues on the panelists’ radar screens — but there was less unanimity about the rankings of other key issues, such as Foreign Corrupt Practices Act enforcement, Big Data and the liquid alternatives sweep exam.



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