NICSA News Monthly | November 2013

Here’s our recap of the stories that mattered to operations professionals in the investment industry last month.

From NICSA

Member Publications

  • The role of data analytics in SEC fraud investigations.
    CFA Institute blog post summarizes the SEC’s “big data” analysis priorities.
  • The ideal DC plan may be closer than you think.
    Northern Trust white paper outlines 2013 401(k) plan participant survey results and presents opportunities for plan design enhancement. 
  • Woman are from Facebook, men are from LinkedIn.
    MassMutual
    survey reveals social media use trends among retirement plan participants.
  • Financial advisors and social media: Making the connection.
    Infographic from Putnam Investments illustrates how advisors are using social media.
  • Managing financial intermediaries: Challenges and opportunities.
    Boston Financial’s 2013 financial intermediary administration study shows increasing need for intermediary oversight.

Video of the Month

Also of Interest



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